證券辭彙

share, equity, stock 股票、股權;

bond, debenture, debts 債券;

negotiable share 可流通股份;

convertible bond 可轉換債券;

treasury /government bond 國庫券/政府債券;

corporate bond 企業債券;

closed-end securities investment fund 封閉式證券投資基金;

open-end securities investment fund 開放式證券投資基金;

fund manager 基金經理/管理公司;

fund custodian bank 基金託管銀行;

market capitalization 市值;

p/e (price/earning) ratio 市盈率;

mark-to-market 逐日盯市;

payment versus delivery 銀券交付;

clearing and settlement 清算/結算;

commodity/financial derivatives 商品/金融衍生產品;

put / call option 看跌/看漲期權;

margins, collateral 保證金;

rights issue/offering 配股;

bonus share 紅股;

dividend 紅利/股息;

adr(american depository receipt)美國存托憑證/存股證;

gdr(global depository receipt) 全球存托憑證/存股證;

retail / private investor 個人投資者/散戶;

institutional investor 機構投資者;

broker/dealer 券商;

proprietary trading 自營;

insider trading/dealing 內幕交易;

market manipulation 市場操縱;

prospectus招股說明書;

ipo(initial public offering)新股/初始公開發行;

merger and acquisition收購兼併。